Continuous support for your daily business operations.
- Financial planning — investment recommendations, plan production.
- Product support — information, training, product recommendations, portfolio analyses.
- Compliance support — communications on regulatory issues, support for regulatory inspections.
- Marketing — strategic marketing planning, broad suite of advertising/marketing materials.
- Administrative and technical support — transfer agency, information technology and more.
As an Employee-Advisor,
you receive initial compensation plus support for expenses such as office rent, supplies and administrative support for up to nine months. In addition, you are eligible for insurance benefits after 90 days.
As an independent Financial Advisor,
you enjoy unlimited income opportunity through commissions on sales of investment and insurance products, plus additional annual and deferred compensation for your production and contribution to company revenues.